Job Description

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AML Officer

Advertiser: CallawaysMore jobs from this company

Job Information

Job Listing Date
11 Sept 2019
Location
Sydney, CBD, Inner West & Eastern Suburbs
Work Type
Full Time
Classification
Banking & Financial Services, Stockbroking & Trading

AML Officer

  • Online Investment Firm
  • Newly Created AML Role
  • Sydney CBD Based


Job Description:
  
Responsible for anti-money laundering compliance aspects according to local regulations and industry best practices.
  
  • Design and implement the internal procedures and controls relevant to the prevention of money laundering and terrorist financing
  • Develop the company’s KYC tools and verification protocols, in line with the regulatory guidance
  • Design and monitor anti money laundering policies and procedures of the company in line with the AUSTRAC regulatory requirements
  • Design and implement the training programs for AML & CTF for the staff
  • Lead the dynamic implementation of the regulatory requirements in the client on boarding process & verification
  • Assist the Risk Management team with monitoring / combating AML fraud
  • Handle all communication / reporting to AUSTRAC related to anti-money laundering
  • Prepare internal evaluation reports
  • Conduct ongoing monitoring of the relevant regulatory development from AUSTRAC/ASIC relevant to the Company’s business
  • Report to the Compliance Officer & assist with the conduct of the Compliance Monitoring Program
  
Candidate Requirements:
  
  • Previous experience in Auditing / Compliance / Risk Management / Legal
  • Knowledge and experience with MIFID directives & Australian regulations
  • Open to creative solutions & business innovation; a team player
  • Strong communication and presentation skills; must be comfortable to communicate with the senior management and the regulator
  • Strong verbal skills
If are interested and meet these requirements, please click on the APPLY NOW


Callaways is an equal opportunity employer, actively working with our clients in achieving their diversity targets. We encourage all experienced applicants to apply for this role.


Job Description:
  
Responsible for anti-money laundering compliance aspects according to local regulations and industry best practices.
  
  • Design and implement the internal procedures and controls relevant to the prevention of money laundering and terrorist financing
  • Develop the company’s KYC tools and verification protocols, in line with the regulatory guidance
  • Design and monitor anti money laundering policies and procedures of the company in line with the AUSTRAC regulatory requirements
  • Design and implement the training programs for AML & CTF for the staff
  • Lead the dynamic implementation of the regulatory requirements in the client on boarding process & verification
  • Assist the Risk Management team with monitoring / combating AML fraud
  • Handle all communication / reporting to AUSTRAC related to anti-money laundering
  • Prepare internal evaluation reports
  • Conduct ongoing monitoring of the relevant regulatory development from AUSTRAC/ASIC relevant to the Company’s business
  • Report to the Compliance Officer & assist with the conduct of the Compliance Monitoring Program
  
Candidate Requirements:
  
  • Previous experience in Auditing / Compliance / Risk Management / Legal
  • Knowledge and experience with MIFID directives & Australian regulations
  • Open to creative solutions & business innovation; a team player
  • Strong communication and presentation skills; must be comfortable to communicate with the senior management and the regulator
  • Strong verbal skills
If are interested and meet these requirements, please click on the APPLY NOW
The application form will include these questions:
  • Which of the following statements best describes your right to work in Australia?
  • What's your expected annual base salary?

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