Compliance Officer

Tasks and duties

• Conducting internal reviews and audits to ensure compliance procedures are followed.
• Coordinating and attending meetings with directors and stakeholders.
• Coordinating and conducting internal risk assessments and identifying, assessing and managing risks.
• Coordinating and conducting internal investigations into compliance issues.
• Ensuring company activities, products, policies and documentation are compliant with company, state and federal regulations.
• Reporting to board and management on matters of risk, compliance and legislation.
• Ensuring record management systems are kept up to date.